Assistant Manager - Audit/Compliance - BFSI

Five to seven years of audit or compliance experience with a financial services firm with a focus on regulatory compliance, from an investment bank preferred:

- Solid understanding of the financial services regulatory environment particularly with respect to BSA/AML/OFAC, Bank Compliance and Broker Dealer Compliance. A person who has been a part of designing warning alert system or has done surveillance audit.

- Effective communication skills;

- Understanding of the internal audit process;

- Ability to multitask, manage, support team members on projects, and thrive within a small-group environment;

- MBA or graduate with CISA/CIA certification

- ACAMS, C.P.A., Certified Regulatory Compliance Manger (CRCM), and/or Institute of Internal Auditors (IIA) certification a plus

- Working knowledge of a foreign language a plus

- Prior regulatory experience or experience communicating with regulators a plus

- Proficient understanding of internal audit processes a plus