Assistant Manager - AML/Audit

Opening with a Big Audit and Risk Consulting Company in Mumbai

Asst Manager- AML/ Audit, to be based at Mumbai. The incumbent must have had a strong exposure to Compliance and Anti Money Laundering in Investment banking or any of the Big 4 audit firms.

This will be based with one the global leaders in Investment banking worldwide, situated at Goregaon in Mumbai.

Designation: Asst. Manager level, Preferred Exp: 5-7 yrs

Professional Qualification( Eg: CPA/ CFA): Any AML (anti-money laundering) degree / certification will be added advantage

Job Responsibility:

- Being part of Axis, will be deployed at one of our client (a US based leading investment banking company) to support their Global Internal Audit (GIA) Team. The GIA team has an India based off-shore delivery team which we support. Within the GIA team, the candidate will be part of the Institutional Securities Group (ISG) Internal Audit team and primary focus will be reviews / audits of products, processes, and functions of ISG around Anti Money Laundering compliance.

Work experience background required:

- The candidate should have significant experience in AML compliance within Investment Banks or as part of Big 4 / other leading risk consulting firms in conducting Internal audit / process reviews for Investment Banks in the AML compliance space. The individual should have an understanding of processes, risks, and controls relating to the financial services industry. The individual must be able to demonstrate good team working and communication skills as the role involves working with multiple audit teams across the globe. The individual should be self-motivated, able to work independently, creatively resolving challenging issues, and striving to bring innovative ideas within a progressive environment.

Essential skills:

- Knowledge of AML compliance requirements coupled with knowledge of financial services products and related processes (e.g. Fixed income, Equity, Derivatives, Forex, treasury, capital markets)

Personal attributes

- Excellent communication skills – written and spoken.

- Excellent project management skills – ability to execute and manage multiple audits simultaneously

- Ability to demonstrate initiative, enthusiasm and can work autonomously

- Good interpersonal skills with professional attitude

- High attention to detail

- Team player

Preferred skills:

Internal Audit of AML compliance, though not mandatory. Candidates can be trained on audit methodologies, however, proven knowledge of AML / financial services products explained above is must

Please revert asap on this

Ajay
Eureka House
M-09810105767