- Responsible for monitoring, investigating and reporting disclosures triggers for Substantial Share Holding, Takeover & Mergers and Short Positions at Corporation level and Legal Entity Level
- Ensure efficient identification of global regulatory updates and implement them for daily monitoring and disclosures.
- Responsible for DOI calculation procedures, methodology and development of static data and feed structures according to respective jurisdiction disclosure requirement.
- Close communication with regional stakeholders and organizing scheduled weekly/monthly calls with structured agenda and minutes
- Ensure correct interpretation of Disclosures regulations in collaboration with region
- Responsible for investigating and enquiring for mismatch of trade quantity with source data.
- Identification, mitigation, escalation and reporting of potential/current risk.
- Provide assistance to IT development team in developing IT tools and applications as SME from the process.
- Prepare business requirement documents, process map and assist IT team in developing IT infrastructure. Also responsible for conducting UATs for IT projects from Compliance operations.
- Ensure appropriate disclosures are updated in the reports, update procedures relating to the Disclosures function
- Ability to work in Team, interact with all levels of stakeholders in regional Disclosures teams
- Good Interpersonal skills; high ethical standard; collaborative; detail Oriented, willing to learn and adapt
- Identifying regulatory changes through different alerting systems, Regulators websites and stock exchange announcements and advises received from Legal dept. and applying them into monitoring and disclosure procedures.
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