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Monica Gomes

Junior Consultant at TNPL

Last Login: 06 September 2022

Job Views:  
70
Applications:  22
Recruiter Actions:  1

Posted in

IT & Systems

Job Code

960461

Analyst/Senior Analyst - Disclosures - Financial Services

2 - 5 Years.Mumbai
Posted 3 years ago
Posted 3 years ago

- Responsible for monitoring, investigating and reporting disclosures triggers for Substantial Share Holding, Takeover & Mergers and Short Positions at Corporation level and Legal Entity Level

- Ensure efficient identification of global regulatory updates and implement them for daily monitoring and disclosures.

- Responsible for DOI calculation procedures, methodology and development of static data and feed structures according to respective jurisdiction disclosure requirement.

- Close communication with regional stakeholders and organizing scheduled weekly/monthly calls with structured agenda and minutes

- Ensure correct interpretation of Disclosures regulations in collaboration with region

- Responsible for investigating and enquiring for mismatch of trade quantity with source data.

- Identification, mitigation, escalation and reporting of potential/current risk.

- Provide assistance to IT development team in developing IT tools and applications as SME from the process.

- Prepare business requirement documents, process map and assist IT team in developing IT infrastructure. Also responsible for conducting UATs for IT projects from Compliance operations.

- Ensure appropriate disclosures are updated in the reports, update procedures relating to the Disclosures function

- Ability to work in Team, interact with all levels of stakeholders in regional Disclosures teams

- Good Interpersonal skills; high ethical standard; collaborative; detail Oriented, willing to learn and adapt

- Identifying regulatory changes through different alerting systems, Regulators websites and stock exchange announcements and advises received from Legal dept. and applying them into monitoring and disclosure procedures.

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Posted By

user_img

Monica Gomes

Junior Consultant at TNPL

Last Login: 06 September 2022

Job Views:  
70
Applications:  22
Recruiter Actions:  1

Posted in

IT & Systems

Job Code

960461

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