Analyst - FINRA - Credit Risk Team

Overall purpose of role

The Wholesale Credit Sanctioning team is responsible for credit risk management for FI/ corporate counterparties of Barclays globally.

Key Accountabilities

As a member of FI Credit Risk team covering funds, the candidate would be responsible for:

- Periodically assessing and determining exempt/ non-exempt status of the Bank's funds clients with respect to FINRA Rule 4210

- Maintaining accurate and up-to-date information in the Bank's relevant systems

- Supporting Credit Officers in on-boarding of funds and effective management of the portfolio

- Ensuring compliance with Bank's credit risk policies & procedures and internal controls framework

Stakeholder Management and Leadership

- Building and maintaining relationships within the Mumbai risk team and globally

- Driving continuous improvement by Initiating, and/or assisting in development/ implementation of targeted solutions to address infrastructure gaps or process inefficiencies.

Decision-making and Problem Solving

- Analysis and problem solving skills in delivering solutions that are required by Clients

Risk and Control Objective [This section is mandatory for all role profiles and must not be deleted]

All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards

Person Specification

- Bachelor degree

- An eye for detail and strong analytical abilities

- Strong with numbers and logic

- Strong verbal and written communication skills

- Ability to multitask and work in a dynamic environment individually or as a part of a team

- Commitment to assigned responsibilities and willingness to put in flexible hours to deliver

- Should be a self starter and willing to take on additional responsibilities