Analyst - Audit - BFSI

Audit - Analyst (CA / MBA Finance)

Overview :

Internal Audit conducts risk based audits to provide independent and timely assurance to management regarding the existence and effectiveness of controls in mitigating inherent risks in business down to an acceptable level.

The Audit coverage extends to Product Audits, Process Audits, Technology Audit and Thematic Audits. The Audit methodology includes Planning, Risk assessment, Evaluation of Control Design and Testing of Operational Effectiveness and Issue of Audit Report.

Qualification : CA / MBA (Finance)

Shift : General

Mandatory Requirement : Must have handled Audit for Indian financial organizations ie IB's / broker - dealer / banks etc

Role & Responsibilities of the position in brief :

- Conducting audits of business processes within Finance, Operations, and Risk divisions with limited or no guidance, including suggesting remediation for control gaps, and reporting to senior management

- Conducting risk assessments and monitoring performance and developments on a continual basis, and to provide inputs into formulation of the Audit plan

Key Skills :

- Have a strong ability to understand various business processes, identify risks and mitigating controls in the process

- Have strong capabilities in documenting processes, and drafting issues and remediation plans

- Have the ability to communicate at various levels and across multiple regions and teams

- Reasonable understanding of related topics like Information Security, BCP, IT Risk, and Compliance