Responsibilities:
Manage independently and perform compliance testing. This includes planning, fieldwork and reporting and communicating results verbally and in writing to members of management.
Perform procedures to ensure previously identified weaknesses have been remediated
Investigate opportunities for process improvements
Guide other members on the team regarding various aspects of Compliance testing
Preferred/Required Qualifications/Certifications:
The individual should have about 2-3 years of experience in internal audit or a compliance background.
Candidates with a CA qualification would be preferred.
Excellent communication skills, both oral and written, are imperative
Be familiar with US laws and regulations
Prior experience in Regulatory Compliance Audit is a plus
Have excellent knowledge of Internal Control testing
Be proficient with using various Microsoft products including Powerpoint, Excel, Access and Word and with flowcharting software.
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